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Cambridge Investment Research, Inc.
A broker-dealer becomes eligible for this honor only after a minimum of 10 percent of its producing
rep-advisors cast valid ballots. The ballots rate the broker-dealer in 15 different categories defined
by Investment Advisor as relevant challenges and concerns. Broker-dealers receiving the highest
marks in each of the four divisions are declared Broker-Dealer of the Year. Results based on
experiences and perceptions of participants surveyed in June of each of the eleven years listed.
Experience may vary. Visit www.thinkadvisor.com.